New York Office

The API Platform

keeps your

Wealth Management Business
Staying Ahead of Pack



Being the Most Innovative Solution in Asian Private Banker Technology Awards, COMPASS epitomizes multiple years of knowledge in the Private Banking and Wealth Management. It is a collection of feature-rich Wealth Management Business Model engineered in a fully configurable API in Microservices architecture.


It is a regulatory requirement for banks to advise their clients the investment risk they are taking. The model takes on the head-wind challenge in the pre-trade and post-trade, with no single hardcoded suitability rules in consideration of the dynamic and evolving nature of regulatory demands.



Lombard Credit has become an indispensable offering of a modern Private Banking operation where credit facilities are collateralized with investments and assets held in custody by banks. The model derives the exposure of credit such that any market induced credit risk can be properly managed.


Structured product offering in Private Banking and Wealth Management arena is getting increasingly complicated. The model operates by methodologically breaking down a bundled structure so that it can monitor possible trade events throughout the duration of the trade until maturity. 



This is our answer to the regulatory demands requiring banks to exercise due diligence on clients (KYC), both on the initial and continuous basis. On-boarding is an intelligent workflow application in verifying and monitoring the background of clients, and identifies non-compliance areas through configurable risk criteria.


The model guides the account opening processes as specified by the institution for various type of accounts by rule based workflow to ensure compliance with documentation requirements defined by the institution. The module enables a flawless account opening process secured with auditable artifacts.



The model rides on a number of versatile reports and enquiry dashboards. With astutely combining the Model Financial Data Dictionary and latest technology in Big Data, the module delivers the most important value to regulators, clients and executives in Private Banking and Wealth Management – operation, business and investment insights.


The model provides a 360-degree view of a client, maintains client investment profile, pricing model and generates investment advisory. It provides standard technical hooks to integrate with CIF, and retrieve current positions and order statuses from various backoffice systems. 


The model kicks in to support Straight-Through-Processing (STP). It performs a final round of validation before routing the trade orders of various investment asset classes to appropriate exchanges or destination trading platforms via common protocols. It then continuously signals up-to-date order statuses.

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